Commodity Trading Advisor - CTA

外汇网2021-06-19 13:41:40 179

An inpidual or a firm, registered with the Commodity Futures Trading Commission, that receives compensation for giving people advice on options, futures and the actual trading of managed futures accounts. Registration for CTAs is done through the National Futures Association, a self-regulated organization responsible for reviewing and accepting registrations.

|||Registration for CTAs is required under the Commodity Exchange Act, which was passed in 1936 to better oversee the futures and options markets. Registration is required for any inpidual or firm profiting from the advice they give, unless they have not provided more than 15 persons with advice over the last year and they do not advertise themselves as a CTA. There is also no required registration if the inpidual or firm is a registered investment advisor with the SEC and only provides options and futures advice incidentally.

上一篇： Indirect Quote

下一篇： MNT

Commodity Trading Advisor - CTA

推荐文章

热门文章

推荐文章

热门文章